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BOOKS™ is software that provides you with a permanent electronic record of your client securities transactions. This electronic record eliminates the need for paper tickets, handwritten blotters, and handwritten notebooks with account pages and cross-reference pages. It is approved as adequate record keeping by Broker-Dealers and by all Federal and State regulatory agencies.
By comparison, portfolio management software may improve your productivity in managing your clients, but does not meet compliance record-keeping requirements.
To use BOOKS™, you enter your order information on your computer screen instead of writing it on a paper ticket. Blotters, account pages and cross- reference pages are automatically updated. Little typing is required and multiple tickets can be written rapidly.
BOOKS™ is a stand-alone program that can be run on a single computer -- notebook or desktop. In an office environment, it can also be run on a network, allowing the Financial Advisor and one or more assistants to share data.
Click here to see an online slide show about BOOKS™ & OverDrive™ with sample order tickets .
Click here to see Frequently Asked Sales Questions
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